Federalism
NCERT Solutions • Class 11 Political Science • Chapter 7Identifying Federalism
1. From the list of events, which ones would you identify with the functioning of federalism? Why?
- Sixth Schedule status to GNLF: Yes. This represents Asymmetric Federalism and autonomy. The Centre and State (West Bengal) negotiated to devolve powers to a specific region (Darjeeling) to satisfy local aspirations.
- Government for action plan for rain-hit States: Yes. This highlights Financial Federalism and the dependence of States on the Centre for disaster relief funds.
- New Commissioner for Delhi (IAS Officer): Yes. The All India Services (IAS) are recruited by the Centre but serve in States. This is a unique unitary feature within our federal structure.
- Manipur University status: Yes. Education is on the Concurrent List. Converting a State university to a Central one involves the Centre taking over responsibility, showcasing Centre-State relations in development.
- Funds released to Arunachal Pradesh: Yes. This is a direct example of Fiscal Federalism, where the Centre allocates revenue/grants to States for development schemes.
- Demand for dismissal of Nagaland Government: Yes. This relates to Article 356 (President’s Rule) and the discretionary role of the Governor, which is a major point of tension in Indian federalism.
- We’ll teach the Biharis how to live in Mumbai: No. This reflects regionalism and intolerance, which challenges the federal spirit of a single citizenship and free movement, but it is not a “functioning” aspect of the federal mechanism itself.
Theoretical Analysis
2. Think which of the following statements would be correct. State why.
Correct Statement:
“Federalism enhances the possibility of people from different regions to interact without the fear of one’s culture being imposed upon them by others.”
Reason: Federalism is essentially a system of “Shared Rule and Self Rule”. It allows diverse regions to manage their own local affairs (language, culture, local laws) while cooperating on national issues. This assurance of autonomy reduces the fear of cultural domination by the majority or the Centre.
“Federalism enhances the possibility of people from different regions to interact without the fear of one’s culture being imposed upon them by others.”
Reason: Federalism is essentially a system of “Shared Rule and Self Rule”. It allows diverse regions to manage their own local affairs (language, culture, local laws) while cooperating on national issues. This assurance of autonomy reduces the fear of cultural domination by the majority or the Centre.
3. Based on the Belgian constitution, write a similar Article for the Constitution of India.
Article 1 for India (Drafted):
“India, that is Bharat, shall be a Union of States. The territory of India shall comprise:
“India, that is Bharat, shall be a Union of States. The territory of India shall comprise:
- The territories of the States (e.g., Andhra Pradesh, Maharashtra, etc.) based on linguistic and administrative convenience.
- The Union Territories administered directly by the Central Government.
- Such other territories as may be acquired.”
Restructuring Federalism
4. Suggestions for rewriting provisions regarding federalism (Essay).
Proposals for a Stronger Federal India
(a) Division of Powers: The current distribution tilts heavily towards the Centre. I suggest transferring more subjects from the Concurrent List to the State List to empower States in local development. Residuary powers should lie with the States, as in the US.
(b) Distribution of Financial Resources: States currently depend on the Centre for funds. A constitutional amendment should guarantee a higher fixed percentage of total central taxes to States (e.g., 50%) to ensure financial autonomy and reduce political bias in grant allocation.
(c) Methods of Resolving Inter-State Disputes: The Inter-State Council should be made a permanent, independent constitutional body with binding powers, rather than just an advisory one. A dedicated Federal Division in the Supreme Court could speed up river water and boundary disputes.
(d) Appointment of Governors: The Governor should not be a “retired politician” appointed solely by the Centre. The appointment should involve consultation with the Chief Minister of the concerned State and ratification by a committee comprising the Prime Minister, Leader of Opposition, and Chief Justice of India to ensure neutrality.
(a) Division of Powers: The current distribution tilts heavily towards the Centre. I suggest transferring more subjects from the Concurrent List to the State List to empower States in local development. Residuary powers should lie with the States, as in the US.
(b) Distribution of Financial Resources: States currently depend on the Centre for funds. A constitutional amendment should guarantee a higher fixed percentage of total central taxes to States (e.g., 50%) to ensure financial autonomy and reduce political bias in grant allocation.
(c) Methods of Resolving Inter-State Disputes: The Inter-State Council should be made a permanent, independent constitutional body with binding powers, rather than just an advisory one. A dedicated Federal Division in the Supreme Court could speed up river water and boundary disputes.
(d) Appointment of Governors: The Governor should not be a “retired politician” appointed solely by the Centre. The appointment should involve consultation with the Chief Minister of the concerned State and ratification by a committee comprising the Prime Minister, Leader of Opposition, and Chief Justice of India to ensure neutrality.
Center-State Relations
5. Which of the following should be the basis for formation of a State? Why?
(d) Administrative Convenience (combined with Language/Culture).
Reason: While language (a) has been the historical basis for Indian states (SRC 1956) to preserve culture, the ultimate goal of a state is governance. Small states formed for administrative efficiency (like Chhattisgarh or Telangana) can often manage resources and development better than massive linguistic states. A purely religious basis (c) is dangerous for secularism.
Reason: While language (a) has been the historical basis for Indian states (SRC 1956) to preserve culture, the ultimate goal of a state is governance. Small states formed for administrative efficiency (like Chhattisgarh or Telangana) can often manage resources and development better than massive linguistic states. A purely religious basis (c) is dangerous for secularism.
6. If Hindi-speaking states (Rajasthan, MP, UP, Bihar) are combined into one, would it be in tune with federalism?
No, it would be against the spirit of federalism.
Arguments:
Arguments:
- Concentration of Power: Such a massive state would dominate the national parliament (huge number of seats), destabilizing the balance between regions.
- Administrative Nightmare: It would be geographically too large to govern effectively from a single capital, leading to underdevelopment in remote areas.
- Internal Diversity: Even within Hindi states, there are distinct dialects (Bhojpuri, Braj, Rajasthani) and cultures. Merging them ignores these sub-regional identities.
7. List four features of the Indian Constitution that give greater power to the central government.
- Article 356 (President’s Rule): The Centre can take over the administration of a State on the grounds of constitutional failure.
- Residual Powers: Powers not mentioned in any list belong to the Centre (Article 248).
- All India Services (IAS/IPS): Officials are recruited/trained by the Centre but control State administration; States cannot remove them.
- Article 3: The Parliament can alter the boundaries, names, or existence of any State without its consent.
8. Why are many States unhappy about the role of the Governor?
States are unhappy because the Governor is appointed by the Centre and often acts as an “Agent of the Centre” rather than a neutral constitutional head.
Governors have used discretionary powers to:
Governors have used discretionary powers to:
- Recommend President’s Rule (dismissing elected state govts).
- Reserve state bills for the President’s consideration (delaying legislation).
- Interfere in the day-to-day administration or university appointments.
President’s Rule Analysis
9. Analysis of conditions for imposition of President’s Rule (Article 356).
- Killing of 2 opposition members: No. This is a law and order issue, not a breakdown of constitutional machinery.
- Kidnapping/Crime on rise: No. This indicates maladministration, but not constitutional failure. The electorate should punish the govt, not the Centre.
- No party has secured majority (Hung Assembly): Yes. If no government can be formed even after exploring coalitions, constitutional machinery cannot function.
- Ruling parties are opponents: No. Federalism allows different parties to rule at Centre and State.
- Communal riots (2000 killed): Yes. If the State government is unable or unwilling to protect secularism and the lives of citizens (internal disturbance), it violates the basic structure/constitutional obligations.
- State refuses to follow Supreme Court decision: Yes. Article 365 says if a State fails to comply with Union directions (enforcing SC orders), it can be deemed that the State govt cannot be carried on in accordance with the Constitution.
10. What are the demands raised by States in their quest for greater autonomy?
- Legislative Autonomy: Moving items from Concurrent List to State List.
- Financial Autonomy: Greater share of tax revenues and independent sources of income.
- Administrative Autonomy: Control over All India Services officers posted in the state.
- Cultural Autonomy: Protection of regional languages and identity.
11. Should some States be governed by special provisions? Does this create resentment or unity?
Yes, special provisions (Asymmetric Federalism) are necessary.
Provisions like Article 371 (for North East, Maharashtra, etc.) protect the unique cultural and historical identity of tribal/hill regions.
Resentment vs. Unity: While it may create mild resentment (e.g., demands for similar status by others), it ultimately forges greater unity. By accommodating differences rather than suppressing them, the Constitution ensures that diverse regions feel secure within the Union, preventing secessionist tendencies.
Yes, special provisions (Asymmetric Federalism) are necessary.
Provisions like Article 371 (for North East, Maharashtra, etc.) protect the unique cultural and historical identity of tribal/hill regions.
Resentment vs. Unity: While it may create mild resentment (e.g., demands for similar status by others), it ultimately forges greater unity. By accommodating differences rather than suppressing them, the Constitution ensures that diverse regions feel secure within the Union, preventing secessionist tendencies.